Reading List – Securities Law

Books

1. Securities Regulation: A Primary Market Offerings (1st Ed.) By Anil Chaudhary, Rajnesh Deka.

2. Fraud, Manipulation & Insider Trading in the Indian Securities Market By Sandeep Parekh.

3. Regulatory Mechanism for the Capital Market in India By Abhishek Mishra.

4. Agrawal & Baby on SEBI Act: A Legal Commentary on Securities Exchange Board of India Act, 1992 By Sumit Agrawal and Robin Joseph Baby.

5. Securities Laws & Capital Markets, ICSI Module, CS Executive Programme By Institute of Company Secretaries of India (ICSI).

6. Handbook on Securities Laws, By Gaurav N Pingle

Newspapers

1. Financial Express

2. Business Standard

3. Economic Times

4. Moneycontrol Pro

5. TheCapTable

Journals & Blogs

1. The Indian Review of Corporate & Commercial Laws

2. Centre for Business & Financial Laws, NLU-D.

3. Centre for Business & Commercial Laws, NLIU Bhopal

4. India Corp Law

5. Indian Journal of Research in Capital Markets

6. Journal on Corporate Law & Commercial Regulations

Magazines

1. SEBI & Corporate Laws: An Insolvency & Company Law Fortnightly: Taxmann

2. Corporate Professionals Today

Certifications

1. NISM Series I: Currency Derivatives Certification Examination

2. NISM Series II A: Registrars and Transfer Agents (Corporate) Certification Examination

3. NISM Series II B: Registrars and Transfer Agents (Mutual Fund) Certification Examination

4. NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination

5. NISM Series IV: Interest Rates Derivatives Certification Examination

6. NISM Series V A: Mutual Fund Distributors Certification Examination

7. NISM-Series V-B: Mutual Fund Foundation Certification Examination

8. NISM Series VI: Depository Operations Certification Examination

9. NISM Series VII: Securities Operations and Risk Management Certification Examination

10. NISM-Series-VIII: Equity Derivatives Certification Examination

11. NISM Series-IX: Merchant Banking Certification Examination

12. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination

13. NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination

14. NISM Series-XII: Securities Markets Foundation Certification Examination

15. NISM Series-XIII: Common Derivatives Certification Examination

16. NISM Series-XV: Research Analyst Certification Examination

17. NISM-Series-XVI: Commodity Derivatives Certification Examination

18. NISM-Series-XVII: Retirement Adviser Certification Examination

19. NISM-Series-XVIII: Financial Education Certification Examination

20. NISM Series XIX-A: Alternative Investment Funds (Category I and II) Distributors

21. NISM-Series-XIX-B: Alternative Investment Funds (Category III) Distributors

22. NISM-Series-XX-Taxation in Securities Markets

23. NISM Series XXI-A: Portfolio Management Services (PMS) Distributors

24. NISM Series XXI-B: Portfolio Managers

25. NISM Series XXII: Fixed Income Securities

26. NISM-Series-XXIII: Social Auditors

Law Firm Publications

1. Amit Desai & Co.: Knowledge -> Newsletter

2. Cyril Amarchand Mangaldas: India Corporate Law

3. Vinod Kothari Consultants

a. Resources- Financial Services

b. Resources- Capital Markets

c. Resources- Corporate Laws

4. Trilegal: Knowledge Repository -> Advanced Search: Capital Markets, Financial Regulatory

5. NDA Hotline

a. Capital Markets Hotline

b. Regulatory Hotline

c. Regulatory Digest

d. Companies Act Series

e. Corpsec Hotline